Financial Regulatory Updates SEC Announces Virtual National Seminar for Investment Advisers and Companies to Strengthen Compliance Frameworks October 14, 2026 Sagoh WASHINGTON D.C. — In a continued effort to fortify the integrity of the nation’s financial markets and safeguard the interests of everyday investors, the Securities and Exchange Commission’s (SEC) Compliance…
Financial Regulatory Updates SEC Proposes Landmark Modernization of Crypto Asset Custody Rules for Investment Advisers and Regulated Funds October 10, 2026 Nana Wu WASHINGTON, D.C. — In a sweeping regulatory move that could fundamentally reshape the intersection of traditional finance and digital assets, the U.S. Securities and Exchange Commission (SEC) announced a comprehensive…
Financial Regulatory Updates SEC Announces National Compliance Seminar for Investment Advisers and Companies Set for November 2026 October 6, 2026 Asep Darmawan WASHINGTON D.C. — In a continued effort to fortify the integrity of the American financial markets and safeguard the interests of everyday investors, the Securities and Exchange Commission (SEC) announced…
Financial Regulatory Updates SEC Moves to Rescind Landmark ‘Pay-to-Play’ Rule for Investment Advisers, Citing Overreach and Free Speech Concerns October 4, 2026 Asro WASHINGTON, D.C. — In a significant regulatory pivot that could reshape the intersection of finance and politics, the Securities and Exchange Commission (SEC) issued a formal proposal on September 3,…
Financial Regulatory Updates SEC Proposes Landmark Modernization of Crypto Asset Custody Rules for Investment Advisers and Regulated Funds October 2, 2026 Basiran WASHINGTON, D.C. — In a sweeping regulatory move poised to reshape the landscape of digital finance, the Securities and Exchange Commission (SEC) announced a comprehensive package of proposed rules and…
Financial Regulatory Updates SEC Moves to Rescind Decades-Old ‘Pay-to-Play’ Rule for Investment Advisers, Citing Overreach and Free Speech Concerns September 27, 2026 Raul Delapena Setiawan WASHINGTON D.C. — In a regulatory shift with sweeping implications for Wall Street, the political landscape, and the financial advisory industry, the U.S. Securities and Exchange Commission (SEC) issued a…
Financial Regulatory Updates SEC Moves to Rescind Decades-Old ‘Pay-to-Play’ Rule for Investment Advisers, Citing Overreach and Free Speech Concerns September 18, 2026 Siti Muinah WASHINGTON D.C. — In a significant regulatory shift that could reshape the intersection of finance and political participation, the Securities and Exchange Commission (SEC) issued a formal proposal on September…
Financial Regulatory Updates SEC Proposes Historic Rescission of Controversial "Pay-to-Play" Rule for Investment Advisers, Citing Overreach and Free Speech Concerns September 10, 2026 rifanmuazin WASHINGTON D.C. — In a sweeping regulatory move that could fundamentally alter the intersection of finance and American politics, the Securities and Exchange Commission (SEC) issued a formal proposal on…
