Financial Regulatory Updates SEC Sanctions OTC Link LLC with $575,000 Penalty Over Longstanding Regulation SCI Violations September 30, 2026 Lina Hope WASHINGTON D.C. — In a regulatory enforcement action underscoring the strict accountability demanded of critical market infrastructure providers, the U.S. Securities and Exchange Commission (SEC) announced today that it has…
Financial Regulatory Updates SEC Censures and Fines OTC Link LLC $575,000 for Longstanding Regulation SCI Violations September 22, 2026 Nila Kartika Wati WASHINGTON D.C. — In a regulatory enforcement action underscoring the strict operational and cybersecurity standards required of critical financial market infrastructure, the Securities and Exchange Commission (SEC) announced today that…
