Financial Regulatory Updates SEC Names John Moses as Permanent Director of Office of Investor Education and Assistance July 19, 2026 Siti Muinah WASHINGTON, D.C. — June 12, 2026 — In a strategic move aimed at bolstering the agency’s front-line defenses for the American public, the U.S. Securities and Exchange Commission (SEC) announced…
Financial Regulatory Updates SEC Bolsters Investor Advisory Committee with Four New Appointments Amid Shifting Market Landscape July 19, 2026 Asro WASHINGTON, D.C. — June 1, 2026 — The U.S. Securities and Exchange Commission (SEC) officially announced today the appointment of four new members to its Investor Advisory Committee (IAC), a…
Financial Regulatory Updates SEC Charts a New Course: Agency Unveils Strategic Roadmap for 2026–2030 July 19, 2026 Jia Lissa WASHINGTON, D.C. — In a significant move signaling a potential pivot toward a "back-to-basics" regulatory philosophy, the U.S. Securities and Exchange Commission (SEC) released its Draft Strategic Plan for fiscal…
Financial Regulatory Updates Regulators Signal Pivot: SEC and CFTC Launch Joint Initiative to Overhaul Swap Data Reporting Frameworks July 19, 2026 Raul Delapena Setiawan WASHINGTON, D.C. — June 18, 2026 — In a significant move toward regulatory efficiency, the Securities and Exchange Commission (SEC) and the Commodity Futures Trading Commission (CFTC) announced today a…
Financial Regulatory Updates SEC and CFTC Launch Landmark Initiative to Harmonize Portfolio Margining Frameworks July 18, 2026 Evan Lee Salim WASHINGTON, D.C. — June 26, 2026 — In a move signaling a major shift toward modernizing the U.S. financial regulatory architecture, the Securities and Exchange Commission (SEC) and the Commodity…
Financial Regulatory Updates Regulators Signal Major Overhaul: SEC and CFTC Launch Joint Inquiry into Derivatives Definitions July 18, 2026 Laily UPN WASHINGTON, D.C. — June 18, 2026 — In a landmark move signaling a shift toward regulatory modernization, the Securities and Exchange Commission (SEC) and the Commodity Futures Trading Commission (CFTC)…
Financial Regulatory Updates SEC Bolsters Regulatory Oversight: New Clarity for Municipal Advisor Registration and Compliance July 18, 2026 Pevita Pearce WASHINGTON, D.C. — July 10, 2026 — In a move designed to fortify the integrity of the $4 trillion municipal securities market, the Securities and Exchange Commission (SEC) Office of…
Financial Regulatory Updates SEC Bolsters Small Business Advisory Committee with New Appointments to Drive Capital Formation July 17, 2026 Nila Kartika Wati WASHINGTON, D.C. — June 4, 2026 — In a move designed to strengthen the dialogue between federal regulators and the engine of the American economy, the U.S. Securities and Exchange…
Financial Regulatory Updates Harmonizing the Financial Frontier: U.S. Regulators Unveil Landmark Joint Data Standards July 17, 2026 Muslim WASHINGTON, D.C. — June 8, 2026 — In a move designed to modernize the plumbing of the American financial system, the U.S. Securities and Exchange Commission (SEC) has officially established…
Financial Regulatory Updates SEC Names Longtime Veteran Kathleen M. Hutchinson as Permanent Director of International Affairs July 17, 2026 Reynand Wu WASHINGTON, D.C. — June 24, 2026 — In a move signaling continuity and a commitment to robust cross-border regulatory cooperation, the Securities and Exchange Commission (SEC) announced today the appointment…
