Financial Regulatory Updates A Legacy of Enforcement: Jason Burt to Conclude Over Two Decades of Service at the SEC June 29, 2026 Lina Irawan WASHINGTON, D.C. — The U.S. Securities and Exchange Commission (SEC) announced today that Jason Burt, a pillar of the agency’s Division of Enforcement and a veteran of more than 22…
Financial Regulatory Updates SEC Streamlines Regulatory Path for Pooled Employer Plans: A New Era for American Retirement Security June 29, 2026 Basiran WASHINGTON D.C. — May 5, 2026 — In a move designed to harmonize federal securities law with the evolving landscape of American retirement planning, the Securities and Exchange Commission (SEC)…
Financial Regulatory Updates Global Insider Trading Ring Dismantled: SEC and Federal Prosecutors Charge 21 in Massive Law Firm Data Breach June 29, 2026 Evan Lee Salim WASHINGTON, D.C. — May 6, 2026 — In a landmark enforcement action that underscores the growing vulnerability of corporate legal corridors, the Securities and Exchange Commission (SEC) announced today the…
Financial Regulatory Updates SEC Overhauls Enforcement Strategy: Historic Rescission of "No-Deny" Policy Marks New Era for Regulatory Settlements June 29, 2026 Asep Darmawan Washington, D.C. — In a landmark policy shift that signals a fundamental realignment of federal regulatory philosophy, the Securities and Exchange Commission (SEC) announced on May 18, 2026, the formal…
Financial Regulatory Updates SEC Unveils Landmark Overhaul to Revitalize U.S. Public Markets June 28, 2026 Siti Muinah WASHINGTON, D.C. — May 19, 2026 — In a move that represents the most significant structural shift in American securities regulation in over two decades, the Securities and Exchange Commission…
Financial Regulatory Updates SEC Proposes Landmark Overhaul: Moving to Rescind Regulation NMS Rules 611 and 610(e) June 28, 2026 Lina Irawan WASHINGTON, D.C. — June 11, 2026 — In a move that signals the most significant shift in U.S. equity market structure in over two decades, the Securities and Exchange Commission…
Financial Regulatory Updates SEC Appoints John Moses to Lead Office of Investor Education and Assistance June 28, 2026 Nana Wu WASHINGTON, D.C. — June 12, 2026 — The U.S. Securities and Exchange Commission (SEC) announced today the appointment of John Moses as the permanent Director of the Office of Investor…
Financial Regulatory Updates SEC Proposes Landmark Shift: Moving Toward Semiannual Reporting for Public Companies June 27, 2026 Iffa Jayyana WASHINGTON, D.C. — May 5, 2026 — In a move that could fundamentally alter the landscape of American corporate disclosure, the U.S. Securities and Exchange Commission (SEC) announced today a…
Financial Regulatory Updates Strengthening the Financial Perimeter: SEC and NFA Forge Strategic Alliance to Streamline Oversight June 27, 2026 Lina Irawan WASHINGTON, D.C. – May 21, 2026 — In a move signaling a more integrated approach to capital markets supervision, the Securities and Exchange Commission (SEC) and the National Futures Association…
Financial Regulatory Updates SEC Investor Advisory Committee to Tackle Private Market Shifts and Reporting Reform in Upcoming Public Session June 27, 2026 Lina Hope WASHINGTON, D.C. — May 27, 2026 — As the landscape of global finance continues to undergo rapid transformation, the Securities and Exchange Commission (SEC) has announced a pivotal public meeting…
